Description (Grade: GCB5) Internal Audit (IAD)GroupInternalAuditprovidesindependentassurancetomanagementandtheRiskandAuditCommitteesthatHSBC’sriskmanagement,governanceandinternalcontrolprocessesaredesignedappropriatelyandareoperatingeffectively.We are currently seeking an experienced professional to join our team. In this role, you will: ?ThisrolehasresponsibilityforRegulatoryCompliance,Legal,ConductandCulture.?RegulatoryComplianceincludesbothretailandwholesalebusinesses.LegalincludesallcategoriesoflegalriskincludingDataPrivacy.Conductincludesbothretailandmarketconduct.InrespectofCulture,theroleinvolvesassistingtheauditfunctioninassessingtheriskcultureoftheorganizationincludingcarryingoutdeepdivecultureaudits.?Preparesindividualauditplanstoensurethatthescope,approach,resourcingandlogisticsofanauditareappropriatelyplanned?Obtains,analysesandsynthesesinformationforreportingontheadequacyoftheinternalcontrolenvironment?Basedonauditfieldwork,draftsauditfindingswhicharticulatekeyissuesandrisksandproposerootcauses?Reviewsandsubmitsauditreportsorconclusionsforeachauditconductedorsupported?Identifiesbusinessprocessimprovementsforsegmentsauditedasappropriate?Ensurethattheresultsoftheworkperformedbytheteammeetstheexpectationsofauditandbusinessmanagementandtheregulators?Maintainconsistentinteractionwithbusinessmanagement?LiaisewithexternalauditorsQualifications To be successful in the role, you should meet the following requirements:?GoodunderstandingofRegulatoryComplianceriskmanagementprocessaspartof3LinesofDefense(3LOD)controlframework?Practicalinvolvementwithcompliancemonitoringand/ortesting?Abilitytoindependentlyreadandinterpretfinancialservicesregulation?5+yearsofrelevantAuditorRegulatoryComplianceexperience?UniversityDegree?RelevantrolespecificcomplianceorauditqualificationsYou’ll achieve more at HSBC.HSBCiscommittedtobuildingaculturewhereallemployeesarevalued,respectedandopinionscount.Wetakeprideinprovidingaworkplacethatfosterscontinuousprofessionaldevelopment,flexibleworkingandopportunitiestogrowwithinandinclusiveanddiverseenvironment.PersonaldataheldbytheBankrelatingtoemploymentapplicationswillbeusedinaccordancewithourPrivacyStatement,whichisavailableonourwebsite.IssuedbyHSBCBank(China)CompanyLimited

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